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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-10-13 |
| NY | RA | APPROVED | 2021-10-08 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 09/2011 | 10/2021 |
| Morgan Stanley Smith Barney Llc | New York | NY | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2021 | Present |
*566747 - We Care NJ Corp; Investment related-No; Verona, New Jersey; Civic/Community, Environmental, Land Preservation, Public Safety; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 40; Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-28 |
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