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Christian Salvatore Grillo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

CRD 6319619

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2020-12-17
TX RA APPROVED 2019-06-19
CT RA APPROVED 2019-06-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2020-12-17
  • TX RA
    APPROVED
    Since 2019-06-19
  • CT RA
    APPROVED
    Since 2019-06-03

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2014 03/2018
Northwestern Mutual Investment Services Llc Morristown NJ 12/2016 03/2018
Tuscany Italian Specialties Old Bridge NJ 04/2012 11/2016
Student Old Bridge NJ 09/2006 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 Present
  • 06/2014 → 03/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2016 → 03/2018
    Northwestern Mutual Investment Services Llc
    Morristown, NJ
  • 04/2012 → 11/2016
    Tuscany Italian Specialties
    Old Bridge, NJ
  • 09/2006 → 05/2017
    Student
    Old Bridge, NJ
  • 04/2018 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2017-02-07
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2017-02-07
Other Names
  • Christian Grillo

View on SEC IAPD

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