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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-10 |
| TX | RA | APPROVED_RES | 2025-03-27 |
| NY | RA | APPROVED | 2025-03-26 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2015 | 11/2017 |
| Stifel Nicolaus & Co Inc | New York | NY | 11/2017 | 03/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 03/2025 | Present |
1. Frank Burns Scholarship Fund - RFund at Rutgers University; 201 Fitch Road, Piscataway, NJ 08854; Raise money for a scholarship fund; Volunteer Board; Promote the event; 01/04/2022; 35 Hours per Year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-16 |
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