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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-19 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black Marlin Capital, Llc | Armonk | NY | 07/2013 | 06/2019 |
| 5C Capital Management, Llc | White Plains | NY | 02/2020 | 10/2020 |
| Self Employed | Bedford | NY | 01/2019 | 12/2019 |
| Lisanti Capital Growth Llc | New York | NY | 11/2020 | 02/2026 |
| Rbc Rochdale, Llc | New York | NY | 03/2026 | Present |
(1)100% owner of one residential rental homes in Cooperstown, NY area. Short term rental properties primarily during summer months. Approximate time on proper course of a year - 20 hours, none during securities trading hours. Legal address for both entities is my home address - 4 Hergenhan Ct, Bedford, NY 10506, but i pre physical address of each below. (2) Name of the other business: Eagle's Lookout, LLC Whether the business is investment-related: non investment-related Address of the other business: 267 Nersesian Road, Hartwick, NY 13348 Nature of the other business: Private Company Your position; title, or relationship with the other business: Owner Start date of your relationship: 08/01/2013 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Single Home Short Term Vacation Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-15 |
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