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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-10-01 |
| TX | RA | APPROVED_RES | 2020-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Grangeville | ID | 07/2014 | 11/2020 |
| Lpl Financial Llc | Grangeville | ID | 10/2020 | Present |
1)08/12/2020 - Apex Investment Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-26 |
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