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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-08-15
  • IA RA
    APPROVED
    Since 2014-08-15

Branch Locations

4027 Glass Road Ne, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2014 06/2020
Equitable Advisors, Llc New York NY 06/2014 Present
Other Businesses

1. National Association of Insurance and Financial Advisors, Eastern Iowa Chapter, State of Iowa NAIFA; 1000 Wilson Boulevard, Suite 1890, Arlington, VA 22209; Board Member; Start 10/24/2023; Approximately 4 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2014-08-08

View on SEC IAPD

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