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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-02
NE RA APPROVED 2018-06-28
  • TX RA
    APPROVED_RES
    Since 2025-05-02
  • NE RA
    APPROVED
    Since 2018-06-28

Branch Locations

1350 N Bell St, Fremont, NE 68025 • United States

Fremont, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fremont NE 12/2017 03/2020
Calton & Associates, Inc. Fremont NE 04/2014 12/2017
Ameriprise Financial Services, Llc Fremont NE 03/2020 Present
  • 12/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Fremont, NE
  • 04/2014 → 12/2017
    Calton & Associates, Inc.
    Fremont, NE
  • 03/2020 → Present
    Fremont, NE
Other Businesses

Outside Employment; Jon Gilfry Company; Financial Advisor - Meeting with clients, placing trades, managing financial plans.; ; 1350 N. Bell St., , Fremont, NE, 68025; Investment-Related; 11/30/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
  • S66 Uniform Combined State Law Examination
    2018-04-23

View on SEC IAPD

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