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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-23 |
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
130 West Eagle Street , Arlington, NE 68002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rvr Bank | Fremont | NE | 06/2016 | Present |
| Securities America, Inc. | Fremont | NE | 02/2017 | 06/2024 |
| Securities America Advisors | Fremont | NE | 06/2017 | 06/2024 |
| Osaic Wealth, Inc. | Fremont | NE | 06/2024 | Present |
1. FIRST STATE FINANCIAL SERVICES POSITION: Producer NATURE: Life, Health and Accident Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/12/2017 ADDRESS: 1005, Fremont NE 68025 DESCRIPTION: I will be providing clients with the option to purchase annuities as well as life and health policies if it is in the clients best interest and adheres to all suitability requirements. 2. FIRST STATE FINANCIAL SERVICES POSITION: Adviser NATURE: SECURITIES AMERICA ADVISORS - POSITION: IAR - NATURE: INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 06/01/2017 ADDRESS: 1005 East 23rd Street, Fremont NE 68025 DESCRIPTION: Provide advisory investment services for clients and charge a fee based on AUM. 3. RVR WEALTH POSITION: Producer NATURE: Life, Health and Accident Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/12/2017 ADDRESS: 1005, Fremont NE 68025 DESCRIPTION: I will be providing clients with the option to purchase annuities as well as life and health policies if it is in the clients best interest and adheres to all suitability requirements. 4. MIDLAND UNIVERSITY BOOSTER BOARD POSITION: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 900 N Clarkson St, Fremont NE 68025, United States DESCRIPTION: Deploy booster funds to various projects on the campus. 5. RVR BANK POSITION: Host NATURE: I work at a financial institution where we host a weekly "DJ For a Day" segment on Friday mornings. During these sessions, we invite business partners or non-profits to speak for about 20 minutes. The format is primarily focused on introducing the guests and allowing them to promote their businesses or causes. We do not discuss investment products or strategies during these sessions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/06/2024 ADDRESS: 1005 East 23rd Street, Fremont NE 68025, United States DESCRIPTION: I work at a financial institution where we host a weekly "DJ For a Day" segment on Friday mornings. During these sessions, we invite business partners or non-profits to speak for about 20 minutes. The format is primarily focused on introducing the guests and allowing them to promote their businesses or causes. We do not discuss investment products or strategies during these sessions. 6. RVR BANK POSITION: President of RVR Wealth a the investment arm of RVR Bank NATURE: W2 employee of RVR Bank INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/06/2016 ADDRESS: 1005 East 23rd Street, Fremont NE NE 68025, United States DESCRIPTION: I am a dual employee of RVR Bank and Osaic Wealth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
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