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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Omaha | NE | 06/2009 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 03/2019 | 12/2020 |
| Hightower Securities Llc | Omaha | NE | 12/2020 | 02/2022 |
| Roots To Wings | Arlington | NE | 02/2022 | 09/2023 |
| Securities America, Inc. | Fremont | NE | 12/2023 | 06/2024 |
| Securities America Advisors | Fremont | NE | 12/2023 | 06/2024 |
| Osaic Wealth, Inc. | Fremont | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Fremont | NE | 06/2024 | Present |
1. SENEGENCE REP DBA BLUE DOOR COSMETICS POSITION: Distributor NATURE: MLM INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2024 ADDRESS: 335 N 7th Street, Arlington NE 68002, United States DESCRIPTION: Distributor/Rep for Cosmetics MLM 2. RVR BANK POSITION: Client Liaison NATURE: W2 Employee of RVR Bank INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/20/2023 ADDRESS: 1005 E 23rd Street, Fremont NE 68025, United States DESCRIPTION: I am a dual employee or RVR Bank and Osaic Wealth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-24 |
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