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Scott R Waskiewicz

Usi Advisors

Glastonbury, CT

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-09-14
  • CT RA
    APPROVED
    Since 2021-09-14

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

95 Glastonbury Blvd., Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Investment Management, Inc. Boston MA 08/2016 08/2021
Usi Consulting Group Glastonbury CT 09/2021 Present
Usi Advisors Glastonbury CT 09/2021 Present
  • 08/2016 → 08/2021
    Pioneer Investment Management, Inc.
    Boston, MA
  • 09/2021 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 09/2021 → Present
    Usi Advisors
    Glastonbury, CT
Previous Registrations
  • 2021-01-04 → 2021-09-03
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2016-12-20 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-12
S63 Uniform Securities Agent State Law Examination 2014-07-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-12
  • S63 Uniform Securities Agent State Law Examination
    2014-07-22
Other Names
  • Scott Waskiewicz
  • Scott Richard Waskiewicz

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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