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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| IL | RA | APPROVED | 2021-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2017 | 05/2017 |
| Bmo Harris Bank | Hoffman Estates | IL | 10/2014 | 12/2016 |
| Unemployed | Arlington Heights | IL | 01/2017 | 03/2017 |
| Pnc Bank | Crystal Lake | IL | 06/2017 | 12/2017 |
| J.P. Morgan Securities Llc | Highland Park | IL | 01/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Highland Park | IL | 01/2018 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SANI LOGISTICS INC POSITION: SIGNER ON CHECKING ACCOUNT START DATE: 8/14/2018 ADDRESS: 711 ARLINGTON HEIGHTS, IL DETAILS: SIGNER ON BUSINESS CHECKING ACCOUNT FOR TRUCKING COMPANY OWNED BY MOTHER. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
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