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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-11 |
Branch Locations
24 Greenway Plaza Suite 1725, Houston, TX 77046 • United States
24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riley Financial | Houston | TX | 03/2013 | Present |
| Voya Financial Advisors | Houston | TX | 09/2014 | Present |
NAME OF ENTITY:Riley Financial; Yes; 2900 N LOOP WEST STE 180; HOUSTON; TX; 77092; DBA; Owner; 3/1/2013; 160; 160; Insurance and Investment Sales|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2900 N LOOP WEST STE 180; HOUSTON; TX; 77092; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/1/2008; 5; 5; PROSPECTING, QUOTING AND SELLING FIXED ANNUITIES AND LIFE INSURANCE.|NAME OF ENTITY:Bredawn Riley - Rental; No; 3214 CANYON SQUARE DR; SPRING; TX; 77386; Rental Property; Owner; 1/1/2009; 2; 0; Rent out property.|NAME OF ENTITY:Galveston Municipal utilities district (MUD) 32; No; 3200 Southwest FWY Suite 2600; Houston; TX; 77027; Day to day administration of water and waste control for neighborhood 32; Board Member; 10/7/2021; 3; 0; Day to day administration of water and waste control for neighborhood 32|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-09 |
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