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Nicholas J Rubino

Charles Schwab Investment Management, Inc

Jersey City, NJ

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-12
  • NJ RA
    APPROVED
    Since 2022-12-12

Branch Locations

30 Hudson Street Jersey City, Jersey City, NJ 07302 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leonard Brodsky And Associates New Hope PA 03/2014 11/2016
Equinox Group Distributors, Llc Princeton NJ 11/2016 04/2019
Td Ameritrade, Inc. Jersey City NJ 04/2019 Present
Charles Schwab Investment Management, Inc Jersey City NJ 12/2022 Present
Td Ameritrade Investment Management, Llc Jersey City NJ 04/2019 Present
  • 03/2014 → 11/2016
    Leonard Brodsky And Associates
    New Hope, PA
  • 11/2016 → 04/2019
    Equinox Group Distributors, Llc
    Princeton, NJ
  • 04/2019 → Present
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 12/2022 → Present
    Charles Schwab Investment Management, Inc
    Jersey City, NJ
  • 04/2019 → Present
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
Previous Registrations
  • 2019-04-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2019-04-22 → 2022-10-14
    Td Ameritrade, Inc.
    Jersey City, NJ
    Omaha, NE
  • 2017-09-11 → 2018-12-31
    Equinox Institutional Asset Management, Lp
    Princeton, NJ
  • 2015-08-18 → 2016-11-10
    Commonwealth Financial Network
    New Hope, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-18
  • S65 Uniform Investment Adviser Law Examination
    2015-08-18
Other Names
  • Nicholas Joseph Rubino

View on SEC IAPD

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