Andrea Maria Randazzo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 04/2022
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 12/2012 → 04/2022
  World Financial Group, Inc.
  Greenwood Village, CO
• 01/2013 → 04/2022
  Randazzo Enterprises
  Castle Rock, CO
• 05/2015 → 04/2022
  Gv Legacy Llc
  Castle Rock, CO
• 03/2019 → 04/2022
  Netlaw
  Louisville, KY
• 07/2020 → 04/2022
  Heartland Institute Of Financial Education
  Greenwood Village, CO
• 04/2022 → 11/2023
  Capital Management Group
  Lone Tree, CO
• 04/2022 → 11/2022
  Geneos Wealth Management
  Lone Tree, CO
• 11/2022 → 11/2023
  Geneos Wealth Management Inc
  Lone Tree, CO
• 11/2022 → 11/2023
  Capital Management Group
  Lone Tree, CO
• 11/2023 → Present
  Ubs Financial Services, Inc
  Denver, CO

Previous Registrations

• 2022-04-21 → 2023-11-14
  Geneos Wealth Management, Inc.
  Arvada, CO
  Lone Tree, CO
• 2017-09-28 → 2022-04-22
  Transamerica Financial Advisors, Llc
  Denver, CO
  Centennial, CO
  Englewood, CO

Other Businesses

1) INDEPENDENT SALES WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURACNE BUSINESS ONLY. /// 2) World Financial Group; 6400 C Street, Suite 800, Cedar Rapids, IA 52499; I receive residual trail income from fixed life products that I sold when previously working as an independent contractor with World Financial Group.; Financial (Consumer & Investment Services); Insurance and Investment Sales; I have no role. I'm receiving residual trail income.; Start date: 11/10/2023

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-05-24
• S65 Uniform Investment Adviser Law Examination
  2017-08-09