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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-07-19
SC RA APPROVED 2017-03-03
TX RA APPROVED_RES 2017-03-02
  • NC RA
    APPROVED
    Since 2017-07-19
  • SC RA
    APPROVED
    Since 2017-03-03
  • TX RA
    APPROVED_RES
    Since 2017-03-02

Branch Locations

700 Bay St, Beaufort, SC 29902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2014 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rock Hill SC 02/2017 Present
Bank Of America, N.A. Rock Hill SC 02/2017 Present
Previous Registrations
  • 2014-09-03 → 2017-02-14
    St Louis, MO
    Fort Mill, SC
    Rock Hill, SC
    Charlotte, NC
Other Businesses

I*121491For profit or not for profit: Non-Profit OrganizationName of outside business organization: Legacy Park Homeowners AssociationInvestment related: NAddress of business:Fort Mill, South Carolina 29707Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 3/26/2019Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This is my neighborhood HOA. As a member, I would assist the other four members leading the community, approving vendors and budgets for the community, and working with the management company on business matters.I*131487For profit or not for profit: For-Profit OrganizationName of outside business organization: Younce Property Management LLCInvestment related: NAddress of business:Fort Mill, South Carolina 29707Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 11/16/2019Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: To hold rental propertyI*2805314, Entity Type: Entity Charitable, Name of OBA: Foundation of Educational Excellence, Address: Hilton Head, South Carolina, 29928, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/22/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve as a Board member and possibly head a committee of additional volunteers.Support teachers in local schools by providing monetary support through grants awarded to the foundation.I*2805315, Entity Type: Entity Charitable, Name of OBA: Hopeful Horizons, Address: Beaufort , South Carolina, 29902, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/01/2025, No Hours: 10 Monthly, No Hours during Trading: 2 Monthly, Duties: To help organize fundraising activities, To help people who have suffered from domestic violence, sexual assault, or child abuse.I*2805318, Entity Type: Entity Charitable, Name of OBA: Boys & Girls Clubs of the Lowcountry, Inc., Address: Bluffton, South Carolina, 29909, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/01/2025, No Hours: 10 Monthly, No Hours during Trading: 2 Monthly, Duties: To work with other board members in efforts seeking out local companies and philanthropists who can provide financial support to the program and support the employees of the B&GC.To help less fortunate children reach their full potential so they are productive adults who can give back to society. I*2805315 Entity Type: Charitable Name of OBA: Hopeful Horizons Address:Beaufort South Carolina Investment Related:No Position, Title, Association:Board Member Start Date:10/01/2025 No Hours: 10 Monthly No Hours during trading:2 Monthly Duties: To help people who have suffered from domestic violence, sexual assault, or child abuse. To help organize fundraising activities I*4732271 Entity Type: Charitable Name of OBA: The Beaufort Garden Club Address: Beaufort, South Carolina, 29907 Investment Related: No Position, Title, Association: Officer Employee Start Date: 09/09/2026 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: The Beaufort Garden Club is a non-profit working club chartered to give back to the community. We sponsor events throughout Beaufort to teach children about nature and the environment, and planting flowers to beautiful the community in and around many of the city's landmarks and buildings. They have asked me to be their recording secretary for the upcoming year starting in September. I will take an account of the monthly meetings and provide a written copy to the President of the club for dissemination to the membership at the next meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20
Other Names
  • Katherine Crabtree Younce
  • Kathy Younce
  • Kathy Crabtree
  • Katherine Yvonne Crabtree
  • Katherine Younce

View on SEC IAPD

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