Harriet Carson Bruce

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Raymond James & Associates, Inc.
  Beaufort, SC

Previous Registrations

• 2013-06-25 → 2015-06-04
  Wells Fargo Clearing Services, Llc
  Beaufort, SC

Other Businesses

(1)Name of Business: Philanthropic Education Organization Address: 2905 Waters Edge Court, Beaufort , SC, 29902, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer is responsible for recording expenses and reimbursements that are due to members, collecting and recording dues, submitting an annual report to PEO International. Treasurer has check signing authorization and will issue checks to reimburse members for expenses incurred for various projects, pay for chapter expenses such as PEO International dues, scholarships, etc. The President can also be a check signer.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-24