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114 Turner Street, Clearwater, FL 33756 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-06-04 |
| SC | RA | APPROVED | 2025-06-03 |
| AL | RA | APPROVED | 2025-06-02 |
Branch Locations
200 Carteret Street Suite 205, Beaufort, SC 29902 • United States
114 Turner Street, Clearwater, FL 33756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pepper Pike | OH | 06/2014 | 11/2019 |
| Rockefeller Financial Llc | Woodmere | OH | 11/2019 | 07/2024 |
| Rock & Co Llc | Independence | OH | 11/2019 | 12/2022 |
| Rockefeller Capital Management | Woodmere | OH | 04/2024 | 07/2024 |
| Hightower Advisors Llc | Chicago | IL | 07/2024 | 05/2025 |
| Hightower Sercuities Llc | Chicago | IL | 07/2024 | 05/2025 |
| Somersert Advisory | Birmingham | AL | 07/2024 | Present |
| Indivisible Partners, Llc | Clearwater | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-08 |
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