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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-23
SC RA APPROVED 2015-05-29
  • TX RA
    APPROVED
    Since 2015-06-23
  • SC RA
    APPROVED
    Since 2015-05-29

Branch Locations

305 Carteret Street, Beaufort, SC 29902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Beaufort SC 05/2015 Present
Previous Registrations
Other Businesses

(1)Name of Business: St Helena's Anglican Address: 507 Newcastle St, Beaufort , SC, 29902, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/12/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: finance committee member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-05
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2000-07-05
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21
Designations
Other Names
  • Hall Sumner
  • John Southall Sumner Iii

View on SEC IAPD

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