John Southall Sumner

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Raymond James & Associates, Inc.
  Beaufort, SC

Previous Registrations

• 2008-01-01 → 2015-06-04
  Wells Fargo Clearing Services, Llc
  Beaufort, SC
• 2000-07-17 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Beaufort, SC
  St. Louis, MO
  Beaufort, SC

Other Businesses

(1)Name of Business: St Helena's Anglican Address: 507 Newcastle St, Beaufort , SC, 29902, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/12/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: finance committee member

Exams

• S66 Uniform Combined State Law Examination
  2000-07-05
• S63 Uniform Securities Agent State Law Examination
  2000-01-21

Designations

• Certified Financial Planner

Other Names

• Hall Sumner
• John Southall Sumner Iii