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31 State Route 12, Flemington, NJ 08822 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prestige Wealth Management | Flemington | NJ | 08/2017 | Present |
| Triad Advisors | Norcross | GA | 09/2017 | 08/2024 |
| Applegate | Bridgewater | NJ | 10/2015 | 08/2017 |
| Osaic Wealth, Inc. | Flemington | NJ | 08/2024 | Present |
1)Prestige Wealth Management Group;investment related;31 State Route 12, Flemington,NJ 08822;registered investment advisor;client services associate;8/21/2017;40 hrs/month;6.5 hrs during trading;support of client services department for PWMG preparation and processing of paperwork 2)Notary;Investment related: no; 31 State Route 12, Flemington NJ 08822; Nature or Structure of Business: N/A; Position: Notary; Start date: 09/25/2017; hours per month: 1; securities trading hours 1; Duties: Notarize documents for Prestige Wealth Management Clients 3) PRESTIGE WEALTH MANAGEMENT GROUP LLC POSITION: Operations and Compliance Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/21/2017 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Operations and Compliance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-18 |
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