Tinh Trong Vu

Current Employers

Employment History

• 10/2014 → 07/2018
  Penn Mutual Life Insurance Co
  Horsham, PA
• 10/2014 → 07/2018
  Hornor Townsend & Kent Inc
  Horsham, PA
• 07/2018 → 01/2024
  Woodbury Financial Services Inc
  Seattle, WA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Tukwila, WA

Previous Registrations

• 2018-07-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Seattle, WA
  Bellevue, WA
  Bellevue, WA
  Bellevue, WA
  Tukwila, WA
• 2015-02-10 → 2018-08-07
  Hornor, Townsend & Kent, Llc
  Seattle, WA
• 2014-09-25 → 2014-11-06
  Principal Securities, Inc.
  Seattle, WA

Other Businesses

1) CASCADIA CAPITAL MANAGEMENT LLC DBA NAVIGATOR ADVISERS POSITION: Broker NATURE: Insurance Agency and Taxed as an S-corp. This legal business structure also allow me to keep my accounting book & record and to compensate my assitants and staffs like any regular company out there. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2014 ADDRESS: 7100 Fort Dent Way Suite 100, Tukwila WA 98188, United States DESCRIPTION: Insurance Brokerage--Helping clients to manage risk through life , disability, and long-term care insurances. 2) HR BLOCK POSITION: Master Tax Advisor NATURE: C-corp. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2011 ADDRESS: 12727 Renton Ave S, Seattle WA 98178, United States DESCRIPTION: I am an employee of HR Block. I help file tax return for their clients. In general, I am only there during tax season.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-24
• S63 Uniform Securities Agent State Law Examination
  2014-04-23

Designations

Other Names

• Tinh Vu