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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-31 |
| WA | RA | APPROVED | 2011-03-29 |
Branch Locations
12770 Gateway Drive, Tukwila, WA 98168 • United States
321 Ramsay Way, Kent, WA 98032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Tukwila | WA | 03/2011 | Present |
| Boeing Employee Credit Union | Tukwila | WA | 03/2011 | Present |
1. 04/18/2011 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-29 |
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