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Brenda Sue Huber

LPl Financial LLC

Tukwila, WA

Woodinville, WA

CRD 5021918

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-04
WA RA APPROVED 2009-11-17
  • TX RA
    APPROVED
    Since 2020-06-04
  • WA RA
    APPROVED
    Since 2009-11-17

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

Woodinville, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boeing Employee Credit Union Tukwila WA 11/2009 Present
Lpl Financial Charlotte NC 11/2009 Present
  • 11/2009 → Present
    Boeing Employee Credit Union
    Tukwila, WA
  • 11/2009 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-19
  • S66 Uniform Combined State Law Examination
    2005-11-19
Designations
  • Certified Financial Planner
Other Names
  • Brenda Sue Thomas

View on SEC IAPD

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