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Catherine Marie Simmons

LPl Financial LLC

Tukwila, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-19
  • WA RA
    APPROVED
    Since 2024-03-19

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tukwila WA 08/2016 Present
Boeing Employees Credit Union Tukwila WA 08/2016 Present
  • 08/2016 → Present
    Tukwila, WA
  • 08/2016 → Present
    Boeing Employees Credit Union
    Tukwila, WA
Other Businesses

1)04/14/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 2)04/12/2022 - Notary - State of Washington - Inv Rel - Start: 2007

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2018-09-22
  • S66 Uniform Combined State Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-22

View on SEC IAPD

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