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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-09-24 |
| IL | RA | APPROVED | 2014-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 03/2014 | Present |
| Bank Of America, N.A. | Oak Brook | IL | 10/2014 | Present |
I*106930 For profit or not for profit: Non-Profit Organization Name of outside business organization: Aging Care Connections Investment related: N Address of business: La Grange, Illinois 60525 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/24/2017 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Volunteer committee member for the annual fundraiser called, "Sportsball".
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-10 |
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