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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-29
  • NC RA
    APPROVED
    Since 2026-06-29

Branch Locations

8540 Colonnade Center Dr, Raleigh, NC 27615 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-29
  • NC RA
    APPROVED
    Since 2026-06-29

Branch Locations

8540 Colonnade Center Dr, Raleigh, NC 27615 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Charlotte NC 04/2013 02/2020
First Citizens Investor Services Raleigh NC 09/2015 01/2020
Pnc Capital Markets, Llc Raleigh NC 02/2020 07/2024
Pnc Bank Pittsburgh PA 02/2020 07/2024
Pnc Capital Advisors, Llc Baltimore MD 02/2020 07/2024
First Citizens Investor Services Raleigh NC 11/2024 Present
First Citizens Bank Raleigh NC 07/2024 Present
First Citizens Asset Management Raleigh NC 06/2026 Present
Svb Wealth Boston MA 06/2026 Present
  • 04/2013 → 02/2020
    First Citizens Bank
    Charlotte, NC
  • 09/2015 → 01/2020
    First Citizens Investor Services
    Raleigh, NC
  • 02/2020 → 07/2024
    Pnc Capital Markets, Llc
    Raleigh, NC
  • 02/2020 → 07/2024
    Pnc Bank
    Pittsburgh, PA
  • 02/2020 → 07/2024
    Baltimore, MD
  • 11/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 07/2024 → Present
    First Citizens Bank
    Raleigh, NC
  • 06/2026 → Present
    First Citizens Asset Management
    Raleigh, NC
  • 06/2026 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Designations
Other Names
  • Andy Johnson

View on SEC IAPD

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