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158 E Northland Ave, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2023-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Appleton | WI | 03/2014 | 02/2017 |
| Princor Financial Services Corporation | Appleton | WI | 03/2014 | 02/2017 |
| Cornerstone Financial Group Of Wisconsin Llc | Appleton | WI | 05/2015 | 02/2017 |
| Northern Bay Pizza Llc | Appleton | WI | 10/2016 | 10/2017 |
| Scottrade, Inc. | Appleton | WI | 02/2017 | 03/2018 |
| Thrivent Investment Management Inc | Appleton | WI | 04/2018 | 05/2023 |
| Thrivent Financial | Appleton | WI | 03/2018 | 05/2023 |
| Cornerstone Financial Group | Appleton | WI | 05/2023 | Present |
| Purshe Kaplan Sterling Investment | Albany | NY | 10/2023 | 10/2024 |
(1. Cornerstone Enterprises, LLC dba Cornerstone Financial Group. Investment Related. At Registered Location. Registered Investment Adviser. Paraplanner, Advisory Client Service Specialist. Paraplanner, Advisory Client Service Specialist. 5/15/2023. 160 hours/month. 130 hours/month during trading hours. Assist advisor(s) with data entry, research, analysis of client data, paperwork processing, securities trading, and general client service. (2. Jesse Dunsmore (self-employed). Not Investment-related. Appleton, WI. Freelance writer. Freelance writer. Self-employed, freelance writer. 9/1/2023. 10 hours/month. 0 hours/month during trading hours. I write short fiction pieces for clients, compensated at a per-word rate. (3. Insurance; Investment-related; Appleton, WI; Insurance Agent; Start Date: 07/2024; 25 hrs per month; 15 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-30 |
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