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Thomas William Kelleher

Allspring Funds Management, LLC

New York, NY

Chatham, NJ

CRD 6312149

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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-28
  • NJ RA
    APPROVED
    Since 2025-08-28

Branch Locations

330 Madison Ave 35Th Floor, New York, NY 10017 • United States

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 03/2014 08/2025
Allspring Funds Distributor, Llc New York NY 08/2025 Present
  • 03/2014 → 08/2025
    Ubs
    Weehawken, NJ
  • 08/2025 → Present
    Allspring Funds Distributor, Llc
    New York, NY
Previous Registrations
  • 2016-06-10 → 2025-08-21
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Chatham, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-29
  • S66 Uniform Combined State Law Examination
    2016-04-29
Other Names
  • Thomas Kelleher

View on SEC IAPD

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