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Rushiraj Trivedi

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-20
TX RA APPROVED_RES 2024-11-20
NY RA APPROVED 2022-05-11
  • NJ RA
    APPROVED
    Since 2024-11-20
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • NY RA
    APPROVED
    Since 2022-05-11

Branch Locations

994 1St Ave, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rushiraj Trivedi Freehold NJ 03/2014 05/2023
Citizens Bank Boston MA 08/2015 04/2018
Citizens Securities, Inc. Boston MA 08/2015 04/2018
Santander Bank, Na Framingham MA 04/2018 07/2021
Santander Securities, Llc Framingham MA 04/2018 07/2021
Uber Boston MA 10/2016 08/2021
Lyft Boston MA 11/2016 08/2021
Jp Morgan Chase Bank, N.A. New York NY 03/2022 09/2023
Jp Morgan Securities, Llc New York NY 05/2022 09/2023
Jpmorgan Chase Bank, N.A. New York NY 09/2023 Present
J.P. Morgan Securities Llc New York NY 09/2023 Present
  • 03/2014 → 05/2023
    Rushiraj Trivedi
    Freehold, NJ
  • 08/2015 → 04/2018
    Citizens Bank
    Boston, MA
  • 08/2015 → 04/2018
    Citizens Securities, Inc.
    Boston, MA
  • 04/2018 → 07/2021
    Santander Bank, Na
    Framingham, MA
  • 04/2018 → 07/2021
    Santander Securities, Llc
    Framingham, MA
  • 10/2016 → 08/2021
    Uber
    Boston, MA
  • 11/2016 → 08/2021
    Lyft
    Boston, MA
  • 03/2022 → 09/2023
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 05/2022 → 09/2023
    Jp Morgan Securities, Llc
    New York, NY
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-12
S63 Uniform Securities Agent State Law Examination 2015-12-26
  • S65 Uniform Investment Adviser Law Examination
    2021-07-12
  • S63 Uniform Securities Agent State Law Examination
    2015-12-26
Other Names
  • Rushiraj R Trivedi
  • Rushiraj Trivedi
  • Rushiraj Ravindra Trivedi

View on SEC IAPD

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