Best Investors Account Sign in
Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-13
FL RA APPROVED 2024-05-03
TX RA APPROVED 2023-07-17
DE RA APPROVED 2020-07-01
  • MD RA
    APPROVED
    Since 2024-06-13
  • FL RA
    APPROVED
    Since 2024-05-03
  • TX RA
    APPROVED
    Since 2023-07-17
  • DE RA
    APPROVED
    Since 2020-07-01

Branch Locations

220 Continental Drive Suite 207, Newark, DE 19713 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 03/2014 06/2020
Lpl Financial Llc Newark DE 06/2020 Present
Private Advisor Group, Llc Newark DE 06/2020 Present
Previous Registrations
Other Businesses

1. 6/1/2020 - Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 6/8/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/8/2020 - Private Advisor Group - DBA: (Hybrid) Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15
Designations
Other Names
  • Kelly Anne Mcginley
  • Kelly A Mecca

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newark, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor