Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-13 |
| FL | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2023-07-17 |
| DE | RA | APPROVED | 2020-07-01 |
Branch Locations
220 Continental Drive Suite 207, Newark, DE 19713 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 03/2014 | 06/2020 |
| Lpl Financial Llc | Newark | DE | 06/2020 | Present |
| Private Advisor Group, Llc | Newark | DE | 06/2020 | Present |
1. 6/1/2020 - Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 6/8/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/8/2020 - Private Advisor Group - DBA: (Hybrid) Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 5/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
Reach out to this advisor