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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Woburn | MA | 04/2014 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2014 | Present |
| National Guard | Somersworth | NH | 10/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. CAPTAIN, ARMY NATIONAL GUARD, 722 RIVERWOOD DR, PEMBROKE, , NEW HAMPSHIRE, 03275, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 10/22/2007, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, OCS INSTRUCTOR 2. 50% OWNER, 47 MADBURY ROAD, LLC, HOLDS RENTAL PROPERTY, INVESTMENT RELATED, MANAGES PROPERTY, STARTED ENTITY 4/20/17, 0-5 HRS PER MONTH. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-31 |
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