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Paul Joseph Sauerbrunn

LPl Financial LLC

Woburn, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
  • MA RA
    APPROVED
    Since 2021-07-22

Branch Locations

10 Cedar St Ste 11, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Woburn MA 05/1988 07/2021
Various Insurance Carriers For W&R Insurance Agencies Andover MA 06/1988 07/2021
Cummings Foundation Woburn MA 09/2017 11/2020
Paul Sauerbrunn-Rental Property Andover MA 05/2019 06/2021
Lpl Financial Llc Woburn MA 07/2021 Present
  • 05/1988 → 07/2021
    Waddell & Reed, Inc.
    Woburn, MA
  • 06/1988 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Andover, MA
  • 09/2017 → 11/2020
    Cummings Foundation
    Woburn, MA
  • 05/2019 → 06/2021
    Paul Sauerbrunn-Rental Property
    Andover, MA
  • 07/2021 → Present
    Woburn, MA
Previous Registrations
  • 1997-07-29 → 2021-07-21
    Waddell & Reed
    Bedford, NH
    Dover, MA
    Marion, MA
    Waltham, MA
    West Warwick, RI
    West Warwick, RI
    Hamden, CT
    Woburn, MA
Other Businesses

1) 6/1988 - Other (Non-Variable Insurance Trails Only) - Paul Sauerbrunn - Investment Related - Woburn, MA 01801 2) 09/18/2023 - Boston Light Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 30 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-04
S63 Uniform Securities Agent State Law Examination 1988-06-02
  • S65 Uniform Investment Adviser Law Examination
    1997-04-04
  • S63 Uniform Securities Agent State Law Examination
    1988-06-02
Designations
Other Names
  • Paul Sauerbrunn

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