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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Woburn | MA | 05/1988 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Andover | MA | 06/1988 | 07/2021 |
| Cummings Foundation | Woburn | MA | 09/2017 | 11/2020 |
| Paul Sauerbrunn-Rental Property | Andover | MA | 05/2019 | 06/2021 |
| Lpl Financial Llc | Woburn | MA | 07/2021 | Present |
1) 6/1988 - Other (Non-Variable Insurance Trails Only) - Paul Sauerbrunn - Investment Related - Woburn, MA 01801 2) 09/18/2023 - Boston Light Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 30 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-02 |
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