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Single Track Financial, Inc. CRD 127318
$34.0M regulatory AUM 37 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Tradecenter, Suite 5900, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2005-07-26 |
| MA | RA | APPROVED | 2003-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne R. Pastel, Attorney At Law | Chelmsford | MA | 05/1986 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2003 | Present |
| Single Track Financial, Inc. | Chelmsford | MA | 07/2005 | Present |
| Duval Klasnick And Pastel Llc | Woburn | MA | 05/2009 | Present |
WAYNE PASTEL, ESQ.,I AM A LAWYER AND AM A PARTNER IN A LAW PRACTICE. I AM ALSO LICENSED AS AN INSURANCE AGENT AND SELL LIFE INSURANCE IN CONJUNCTION WITH MY LAW PRACTICE.I DEVOTE APPX. 30 HRS. PER WEEK DURING TRADING HOURS TO MY LEGAL PRACTICE. LOCATED AT 6 COURTHOUSE LA., CHELMSFORD, MA. SINGLE TRACK FINANCIAL, INC. OWNER/OPERATOR OF RIA 6 COURTHOUSE LA., CHELMSFORD, MA 10 HOURS PER WEEK DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-09 |
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