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Wayne R Pastel

Single Track Financial, Inc.

Woburn, MA

CRD 3155654

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Employer firm

Single Track Financial, Inc. CRD 127318

$34.0M regulatory AUM 37 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Single Track Financial, Inc.

400 Tradecenter, Suite 5900, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2005-07-26
MA RA APPROVED 2003-04-17
  • NH RA
    APPROVED
    Since 2005-07-26
  • MA RA
    APPROVED
    Since 2003-04-17

Branch Locations

10 Cedar Street, Suite 17, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne R. Pastel, Attorney At Law Chelmsford MA 05/1986 Present
Purshe Kaplan Sterling Investments Albany NY 02/2003 Present
Single Track Financial, Inc. Chelmsford MA 07/2005 Present
Duval Klasnick And Pastel Llc Woburn MA 05/2009 Present
  • 05/1986 → Present
    Wayne R. Pastel, Attorney At Law
    Chelmsford, MA
  • 02/2003 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2005 → Present
    Chelmsford, MA
  • 05/2009 → Present
    Duval Klasnick And Pastel Llc
    Woburn, MA
Other Businesses

WAYNE PASTEL, ESQ.,I AM A LAWYER AND AM A PARTNER IN A LAW PRACTICE. I AM ALSO LICENSED AS AN INSURANCE AGENT AND SELL LIFE INSURANCE IN CONJUNCTION WITH MY LAW PRACTICE.I DEVOTE APPX. 30 HRS. PER WEEK DURING TRADING HOURS TO MY LEGAL PRACTICE. LOCATED AT 6 COURTHOUSE LA., CHELMSFORD, MA. SINGLE TRACK FINANCIAL, INC. OWNER/OPERATOR OF RIA 6 COURTHOUSE LA., CHELMSFORD, MA 10 HOURS PER WEEK DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-01
S63 Uniform Securities Agent State Law Examination 1999-02-09
  • S65 Uniform Investment Adviser Law Examination
    2002-11-01
  • S63 Uniform Securities Agent State Law Examination
    1999-02-09
Other Names
  • Wayne R Pastel

View on SEC IAPD

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