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Brian Patrick Darcy

LPl Financial LLC

Woburn, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-07
  • MA RA
    APPROVED
    Since 2025-03-07

Branch Locations

10 Cedar St Ste 11, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Guaynabo PR 09/2013 06/2017
Santander Bank Na North Andover MA 05/2017 10/2018
Waddell & Reed, Inc. Woburn MA 10/2018 07/2021
Knights Of Columbus Lynn MA 07/2014 07/2021
Boston Light Financial, Inc Woburn MA 11/2018 07/2021
Lpl Financial Llc Woburn MA 07/2021 Present
  • 09/2013 → 06/2017
    Santander Securities Llc
    Guaynabo, PR
  • 05/2017 → 10/2018
    Santander Bank Na
    North Andover, MA
  • 10/2018 → 07/2021
    Waddell & Reed, Inc.
    Woburn, MA
  • 07/2014 → 07/2021
    Knights Of Columbus
    Lynn, MA
  • 11/2018 → 07/2021
    Boston Light Financial, Inc
    Woburn, MA
  • 07/2021 → Present
    Lpl Financial Llc
    Woburn, MA
Other Businesses

1- 11/2018 / DBA for LPL Business (entity for LPL business) / Boston Light Financial, Inc. / Investment Related / Woburn, MA 01801-6365

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-22
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S65 Uniform Investment Adviser Law Examination
    2025-02-22
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26
Other Names
  • Brian Darcy
  • Brian P Darcy

View on SEC IAPD

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ANDREW JAMES HOLT
DONNA MARIE DENONCOURT
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Other Offices

SINGLE TRACK FINANCIAL, INC. · WOBURN, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOBURN, MA
STONEX ADVISORS INC. · Woburn, MA
J.P. MORGAN SECURITIES LLC · Woburn, MA
BORA CAPITAL, LLC · WOBURN, MA
93 FINANCIAL GROUP, LLC · WOBURN, MA
SAVANT WEALTH MANAGEMENT · Woburn, MA
RIVERSIDE ADVISORS, INC · Woburn, MA

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