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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-26 |
| LA | RA | APPROVED | 2022-08-16 |
Branch Locations
101 Rue Fontaine Building 3, Suite A, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lafayette | LA | 03/2014 | 09/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2017 |
| Wunderlich Securities, Inc. | Memphis | TN | 09/2017 | 09/2017 |
| B. Riley Wealth Management | Lafayette | LA | 09/2017 | Present |
| B. Riley Wealth Advisors, Inc. | Lafayette | LA | 07/2022 | Present |
1. Acadiana HS Academy of Business Advisory Board; non investment-related; 315 Rue du Belier, Lafayette, LA 70506; board determines direction of academy and raises funds for students of the academy; board member; start date 2015; 1 hour devoted per month, 0 during securities trading hours. 2. Meridian Financial Partners; Investment related; 101 Rue Fontaine BLDG 3, Suite A Lafayette, LA 70508; marketing name for financial securities business conducted through B. Riley Wealth Management; start date 2023. 40 hours / week devoted during securities trading hours. 3. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-29 |
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