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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-07 |
| NY | RA | APPROVED | 2022-11-04 |
Branch Locations
390 Madison Ave, New York, NY 10017 • United States
390 Madison Ave Floor 11, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Miami | FL | 11/2014 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 01/2015 | 07/2017 |
| Santander Bank N.A. | New York | NY | 08/2017 | 04/2019 |
| Santander Securities, Llc | New York | NY | 08/2017 | 04/2019 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2019 | 09/2021 |
| J.P. Morgan Securities Llc | New York | NY | 04/2019 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 09/2021 | 09/2022 |
| Bank Of America, N.A. | Brooklyn | NY | 09/2021 | 09/2022 |
| .P. Morgan Securities Llc | New York | NY | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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