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Jennifer Nicole Carter

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-11
  • TX RA
    APPROVED
    Since 2022-08-11

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Addison TX 03/2014 10/2017
Usaa Financial Planning Services Addison TX 05/2014 10/2017
Fisher Investments Plano TX 10/2017 02/2019
Fidelity Brokerage Services Llc Southlake TX 05/2019 02/2020
E*Trade Securities Llc Dallas TX 07/2020 06/2022
E*Trade Capital Management Llc Dallas TX 07/2020 06/2022
Unemployed Dallas TX 02/2020 07/2020
The Vanguard Group, Inc. Dallas TX 07/2022 Present
  • 03/2014 → 10/2017
    Usaa Financial Advisors Inc
    Addison, TX
  • 05/2014 → 10/2017
    Usaa Financial Planning Services
    Addison, TX
  • 10/2017 → 02/2019
    Plano, TX
  • 05/2019 → 02/2020
    Fidelity Brokerage Services Llc
    Southlake, TX
  • 07/2020 → 06/2022
    E*Trade Securities Llc
    Dallas, TX
  • 07/2020 → 06/2022
    E*Trade Capital Management Llc
    Dallas, TX
  • 02/2020 → 07/2020
    Unemployed
    Dallas, TX
  • 07/2022 → Present
    The Vanguard Group, Inc.
    Dallas, TX
Previous Registrations
  • 2020-07-21 → 2022-06-24
    Harrisdirect Llc
    Dallas, TX
    Arlington, VA
    Dallas, TX
  • 2019-05-30 → 2020-03-02
    Fidelity Personal And Workplace Advisors
    Southlake, TX
  • 2017-10-18 → 2019-02-15
    Plano, TX
    Plano, TX
  • 2014-10-15 → 2017-10-13
    Usaa Financial Planning Services
    Addison, TX
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-09
S63 Uniform Securities Agent State Law Examination 2014-04-28
  • S65 Uniform Investment Adviser Law Examination
    2014-10-09
  • S63 Uniform Securities Agent State Law Examination
    2014-04-28
Other Names
  • Jennifer Nicole Morgan
  • Jennifer N Carter
  • Jennifer Nicole Carter
  • Jennifer Carter
  • Jen Carter

View on SEC IAPD

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