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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | Addison | TX | 03/2014 | 10/2017 |
| Usaa Financial Planning Services | Addison | TX | 05/2014 | 10/2017 |
| Fisher Investments | Plano | TX | 10/2017 | 02/2019 |
| Fidelity Brokerage Services Llc | Southlake | TX | 05/2019 | 02/2020 |
| E*Trade Securities Llc | Dallas | TX | 07/2020 | 06/2022 |
| E*Trade Capital Management Llc | Dallas | TX | 07/2020 | 06/2022 |
| Unemployed | Dallas | TX | 02/2020 | 07/2020 |
| The Vanguard Group, Inc. | Dallas | TX | 07/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-28 |
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