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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 07/2006 | 09/2023 |
| Bank Of America, N.A. | Columbia | SC | 04/2014 | 09/2023 |
| Ubs Financial Services Inc | Columbia | SC | 09/2023 | Present |
1) Name of Business: Special Olympics of South Carolina./ Address: 109 Oak Park Dr IrmoSC United States 29063./ Investment Related: no./ Nature: I am a board member for Special Olympics SC, I attend board meetings, athletic events, and help out on fundraisers. I help collect donations for the annual Give to Gain Gala auction event./ Role: Member of Board of directors./ Duty: attend board meetings, help in fundraising activities that benefit the non-profit./ Start Date: 1/29/2021./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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