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Thomas Joseph English

Mml Investors Services, LLC

Garden City, NY

Merrick, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
NY RA APPROVED 2021-04-23
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • NY RA
    APPROVED
    Since 2021-04-23

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matrix Capital Group, Inc. New York NY 01/2012 03/2017
American Independence Financial Services New York NY 10/2011 10/2018
Matrix 360 Distributors, Llc New York NY 03/2017 09/2018
Alps Distributors, Inc New York NY 09/2018 10/2018
Massmutual Life Insurance Company Garden City NY 03/2019 Present
Mml Investors Services, Llc Garden City NY 04/2019 Present
Unemployment New York NY 10/2018 03/2019
  • 01/2012 → 03/2017
    Matrix Capital Group, Inc.
    New York, NY
  • 10/2011 → 10/2018
    American Independence Financial Services
    New York, NY
  • 03/2017 → 09/2018
    Matrix 360 Distributors, Llc
    New York, NY
  • 09/2018 → 10/2018
    Alps Distributors, Inc
    New York, NY
  • 03/2019 → Present
    Massmutual Life Insurance Company
    Garden City, NY
  • 04/2019 → Present
    Mml Investors Services, Llc
    Garden City, NY
  • 10/2018 → 03/2019
    Unemployment
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-23
S63 Uniform Securities Agent State Law Examination 2012-03-09
  • S66 Uniform Combined State Law Examination
    2021-04-23
  • S63 Uniform Securities Agent State Law Examination
    2012-03-09
Other Names
  • Tj English
  • Thomas Joseph English

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

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DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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