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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-22 |
| NY | RA | APPROVED | 2021-04-23 |
Branch Locations
900 Stewart Ave Suite 260, Garden City, NY 11530 • United States
Merrick, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Matrix Capital Group, Inc. | New York | NY | 01/2012 | 03/2017 |
| American Independence Financial Services | New York | NY | 10/2011 | 10/2018 |
| Matrix 360 Distributors, Llc | New York | NY | 03/2017 | 09/2018 |
| Alps Distributors, Inc | New York | NY | 09/2018 | 10/2018 |
| Massmutual Life Insurance Company | Garden City | NY | 03/2019 | Present |
| Mml Investors Services, Llc | Garden City | NY | 04/2019 | Present |
| Unemployment | New York | NY | 10/2018 | 03/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-09 |
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