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Andrew John Sansone

Cetera Investment Advisers LLC

New York, NY

Waldwick, NJ

CRD 6309598

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-25
NY RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2025-06-25
  • NY RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

1430 Broadway 9Th Fl, New York, NY 10018 • United States

Waldwick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 03/2014 08/2023
Minnesota Life Insurance Co St Paul MN 03/2014 08/2023
Allied Wealth Partners Parsippany NJ 06/2014 Present
Cetera Wealth Services, Llc New York NY 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Andrew Sansone Waldwick NJ 07/2026 Present
  • 03/2014 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2014 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2014 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    New York, NY
  • 08/2023 → Present
    Schaumburg, IL
  • 07/2026 → Present
    Andrew Sansone
    Waldwick , NJ
Previous Registrations
  • 2014-06-13 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    New York, NY
    St. Paul, MN
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2014 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker NAME OF OTHER BUSINESS: ANDREW SANSONE INVESTMENT RELATED: NO ADDRESS: 30 SMITHFIELD RD, WALDWICK NJ 07463; NATURE OF BUSINESS: OTHER START DATE: 7/1/2026 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SELL SELF-AUTHORED BOOK AN AMAZON

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-09
  • S66 Uniform Combined State Law Examination
    2014-06-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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