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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-30 |
| IL | RA | APPROVED | 2021-07-20 |
| NY | RA | APPROVED | 2021-07-20 |
Branch Locations
Cwm Retail, Sales 388 Greenwich Street - 1 & 24Th Fl, New York, NY 10013 • United States
Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States
East Meadow, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities | New York | NY | 07/2016 | 06/2017 |
| Raymond James Financial Services, Inc. | New York | NY | 06/2017 | 04/2018 |
| United Nations Federal Credit Union Advisors | New York | NY | 06/2017 | 02/2020 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 10/2017 | 04/2018 |
| Communityamerica Financial Solutions Llc | Lenexa | KS | 04/2018 | 01/2020 |
| Cetera Investment Advisers Llc | Flushing | NY | 02/2020 | 04/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2020 | 04/2021 |
| Cathay Bank | Flushing | NY | 02/2020 | 04/2021 |
| Citigroup | New York | NY | 05/2021 | Present |
Rental Property (1365) - Denver, CO; Investment-related; Started: 6/1/2023; Title: Landlord; Duties: Landlord; No time is devoted each month during securities trading hours; 0.5 hours are devoted each month outside of securities trading hours. ///// CLGCRE LLC; Investment-related; Nature: Rental property; Denver, CO; Started: 8/29/2023.; Title: Landlord; Duties: Landlord; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. OA name: Happy Maryann FM LLC, Nature: Daycare (Investment-related: No, Location: Flushing, NY, started 08/12/2022), Title: Limited Partner, Duties: none, Hours: (0 during trading hours/month, 0 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-11 |
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