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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NJ RA APPROVED 2023-07-13
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NJ RA
    APPROVED
    Since 2023-07-13

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Jersey City NJ 03/2014 06/2020
Annikey Dba Engel & Volkers Hoboken Hoboken NJ 09/2011 Present
Equitable Distributors, Llc Jersey City NJ 03/2014 06/2021
Gwn Securities, Inc Palm Beach Gardens FL 08/2021 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 06/2023 Present
Bank Of America, N.A. Red Bank NJ 08/2023 Present
  • 03/2014 → 06/2020
    Axa Distributors, Llc
    Jersey City, NJ
  • 09/2011 → Present
    Annikey Dba Engel & Volkers Hoboken
    Hoboken, NJ
  • 03/2014 → 06/2021
    Equitable Distributors, Llc
    Jersey City, NJ
  • 08/2021 → 06/2023
    Palm Beach Gardens, FL
  • 06/2023 → Present
    Red Bank, NJ
  • 08/2023 → Present
    Bank Of America, N.A.
    Red Bank, NJ
Previous Registrations
Other Businesses

I*1370280, Entity Type: Entity For Profit, Name of OBA: Powerflow Yoga, LLC, Address: Clifton, NJ 07013, Investment Related: No, Position, Title, Association: Teacher, Employee Start Date: 07/09/2023, No Hours: 2, No Hours during trading: 0, Duties: Yoga teacher at Powerflow Yoga, LLC I*2634258, Entity Type: Fiduciary role Name of OBA: L M. M, Address: Perth Amboy , NJ 08861, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Power of Attorney/Parents I*3134286 Entity Type: Fiduciary role Name of OBA: J. M. Address: Perth Amboy, NJ 8861 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/06/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
S63 Uniform Securities Agent State Law Examination 2014-04-17
  • S66 Uniform Combined State Law Examination
    2022-02-03
  • S63 Uniform Securities Agent State Law Examination
    2014-04-17
Other Names
  • Michelle Miranda
  • Mika Miranda
  • Michelle Alyssa Miranda

View on SEC IAPD

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