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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| NJ | RA | APPROVED | 2023-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 03/2014 | 06/2020 |
| Annikey Dba Engel & Volkers Hoboken | Hoboken | NJ | 09/2011 | Present |
| Equitable Distributors, Llc | Jersey City | NJ | 03/2014 | 06/2021 |
| Gwn Securities, Inc | Palm Beach Gardens | FL | 08/2021 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 06/2023 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 08/2023 | Present |
I*1370280, Entity Type: Entity For Profit, Name of OBA: Powerflow Yoga, LLC, Address: Clifton, NJ 07013, Investment Related: No, Position, Title, Association: Teacher, Employee Start Date: 07/09/2023, No Hours: 2, No Hours during trading: 0, Duties: Yoga teacher at Powerflow Yoga, LLC I*2634258, Entity Type: Fiduciary role Name of OBA: L M. M, Address: Perth Amboy , NJ 08861, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Duties: Power of Attorney/Parents I*3134286 Entity Type: Fiduciary role Name of OBA: J. M. Address: Perth Amboy, NJ 8861 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/06/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-17 |
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