Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trans International | Menomonee Falls | WI | 01/2016 | 01/2017 |
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 01/2017 | 08/2018 |
| Lpl Financial, Llc | Brookfield | WI | 08/2018 | Present |
| Landmark Credit Union | New Berlin | WI | 08/2018 | 07/2021 |
| Bmo Harris Bank | Brookfield | WI | 07/2021 | Present |
1. 8/23/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/15/2021 - 160 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-12 |
Reach out to this advisor