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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-11
  • CO RA
    APPROVED
    Since 2022-01-11

Branch Locations

1242 Pearl St, Boulder, CO 80302 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boulder CO 02/2014 10/2019
J.P. Morgan Chase Bank, N.A. Boulder CO 02/2014 10/2019
Wells Fargo Clearing Services, Llc Louisville CO 08/2021 Present
Wells Fargo Bank, Na Louisville CO 08/2021 Present
J.P. Morgan Securities Llc Longmont CO 10/2019 08/2021
J.P. Morgan Chase Bank, N.A. Longmont CO 10/2019 08/2021
  • 02/2014 → 10/2019
    J.P. Morgan Securities Llc
    Boulder, CO
  • 02/2014 → 10/2019
    J.P. Morgan Chase Bank, N.A.
    Boulder, CO
  • 08/2021 → Present
    Louisville, CO
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Louisville, CO
  • 10/2019 → 08/2021
    J.P. Morgan Securities Llc
    Longmont, CO
  • 10/2019 → 08/2021
    J.P. Morgan Chase Bank, N.A.
    Longmont, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-11
  • S66 Uniform Combined State Law Examination
    2022-01-11
Other Names
  • Mutriba Shireen Hussain

View on SEC IAPD

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