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Sandy B Hernandez

Wells Fargo Clearing Services, LLC

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
CA RA APPROVED 2017-05-19
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • CA RA
    APPROVED
    Since 2017-05-19

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 03/2014 05/2017
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 05/2017 Present
Previous Registrations
Other Businesses

CRATE & BARREL ; NOT INV RELATED; SEAL BEACH,CA; RETAIL; OPERATIONS ASSOCIATE; START DATE: 11/28/2025; 48 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22
Designations
Other Names
  • Sandy Hernandez

View on SEC IAPD

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