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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-15 |
| RI | RA | APPROVED | 2015-04-27 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
3400 Pawtucket Ave , Riverside , RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 07/2009 | Present |
| Bank Of America, N.A. | Lincoln | RI | 12/2016 | Present |
I*137600 For profit or not for profit: For-Profit Organization Name of outside business organization: Nicholas Mastrostefano Investment related: N Address of business: Bristol, Rhode Island 02809 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/21/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The business exists primarily to produce and sell products that include my original designs (stickers, t-shirts, etc.), as well as take on contract work to produce designs or consult for other small businesses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-24 |
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