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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-27 |
| IL | RA | APPROVED | 2014-11-03 |
Branch Locations
2141 N State St, Belvidere, IL 61008 • United States
2475 N Perryville Rd, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Rockford | IL | 03/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Rockford | IL | 11/2014 | Present |
| First Mid Wealth Management | Rockford | IL | 07/1991 | Present |
| Blackhawk Wealth Advisors | Rockford | IL | 05/2021 | 08/2023 |
(1)Name of Business: First Mid Wealth Management Address: 2475 N Perryville Rd, Rockford, IL, 61107-6820, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/10/1991 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-27 |
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