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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-06
IL RA APPROVED 2022-07-11
  • TX RA
    APPROVED_RES
    Since 2023-04-06
  • IL RA
    APPROVED
    Since 2022-07-11

Branch Locations

677 East Grant Hwy, Marengo, IL 60152 • United States

1725 S State St, Belvidere, IL 61008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Galesburg IL 09/2014 11/2020
Pnc Investments Loves Park IL 11/2020 07/2022
Raymond James Financial Services Inc Belvidere IL 07/2022 Present
Raymond James Financial Services Advisors Belvidere IL 07/2022 Present
Fnbo Belvidere IL 07/2022 Present
  • 09/2014 → 11/2020
    Galesburg, IL
  • 11/2020 → 07/2022
    Pnc Investments
    Loves Park, IL
  • 07/2022 → Present
    Raymond James Financial Services Inc
    Belvidere, IL
  • 07/2022 → Present
    Raymond James Financial Services Advisors
    Belvidere, IL
  • 07/2022 → Present
    Fnbo
    Belvidere, IL
Previous Registrations
  • 2020-12-01 → 2022-07-12
    Belvidere, IL
    Loves Park, IL
    Rockford, IL
  • 2014-09-18 → 2020-12-22
    Normal, IL
    Cedar Falls, IA
    Galesburg, IL
    Galesburg, IL
    Peoria, IL
    Galesburg, IL
  • 2010-10-18 → 2014-09-19
    Normal, IL
    Mattoon, IL
    Mattoon, IL
    Mattoon, IL
    Springfield, IL
    Springfield, IL
    Bloomington, IL
  • 2006-07-06 → 2010-09-28
    Cetera Investment Services Llc
    Princeton, IL
    Princeton, IL
Other Businesses

(1)Name of Business: First Investments and Planning Address: 1725 S State St, Belvidere, IL, 61008-5909, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is a DBA name used by our group at FNBO. I am a Financial Advisor with FNBO, DBA First Investments and Planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-05
S63 Uniform Securities Agent State Law Examination 2002-07-25
  • S66 Uniform Combined State Law Examination
    2006-06-05
  • S63 Uniform Securities Agent State Law Examination
    2002-07-25
Other Names
  • Scott Gary Bloom

View on SEC IAPD

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