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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-06 |
| IL | RA | APPROVED | 2022-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Galesburg | IL | 09/2014 | 11/2020 |
| Pnc Investments | Loves Park | IL | 11/2020 | 07/2022 |
| Raymond James Financial Services Inc | Belvidere | IL | 07/2022 | Present |
| Raymond James Financial Services Advisors | Belvidere | IL | 07/2022 | Present |
| Fnbo | Belvidere | IL | 07/2022 | Present |
(1)Name of Business: First Investments and Planning Address: 1725 S State St, Belvidere, IL, 61008-5909, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is a DBA name used by our group at FNBO. I am a Financial Advisor with FNBO, DBA First Investments and Planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-25 |
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