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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
2705 N Mulford Road, Rockford, IL 61114 • United States
3202 N Mcfarland Road, Rockford, IL 61114 • United States
1480 South Alpine Rd, Rockford, IL 61108 • United States
1530 West Lane Road, Machesney Park, IL 61115 • United States
1275 Benington Road, Rockford, IL 61103 • United States
228 S Main, Rockford, IL 61101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amcore Investment Services | Roscoe | IL | 12/2007 | Present |
| Lpl Financial Llc | Roscoe | IL | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - ROCKFORD, IL 2) 08/10/2009 - Business Owner - BAMBOO ENTERPRISES, INC. - Investment Related - 40 hours per month - Belvidere, IL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-07 |
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