Thomas Minnick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 02/2018
  Legacy Investment Group Llc
  Hubbard, OH
• 02/2018 → 09/2019
  Blackstone Wealth Management, Inc.
  Canton, OH
• 09/2019 → 01/2022
  Ameriprise Financial Services, Llc
  Fairlawn, OH
• 01/2022 → Present
  Lpl Financial Llc
  Hudson, OH

Previous Registrations

• 2020-03-03 → 2022-01-11
  Ameriprise Financial Services, Llc
  Fairlawn, OH
• 2018-04-13 → 2019-12-10
  Williamson Wealth Management
  Canton, OH
• 2014-03-26 → 2018-08-17
  Legacy Investment Group, Llc
  Canton, OH

Other Businesses

1)01/14/2022 - Bishop Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2022

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-08-17
• S65 Uniform Investment Adviser Law Examination
  2014-03-25

Other Names

• Thomas Mathew Minnick
• Thomas Matthew Minnick