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Vivian Lo

Strategic Advisers LLC

Pasadena, CA

Pasadena, CA

Alhambra, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

155 N Lake Avenue, Pasadena, CA 91101-1848 • United States

Alhambra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 02/2014 03/2020
Bank Of America, N.A. Pasadena CA 07/2014 03/2020
Fidelity Brokerage Services Llc Pasadena CA 03/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2014 → 03/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 07/2014 → 03/2020
    Bank Of America, N.A.
    Pasadena, CA
  • 03/2020 → Present
    Fidelity Brokerage Services Llc
    Pasadena, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-04-07 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Pasadena, CA
  • 2014-05-05 → 2020-03-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
    Studio City, CA
    Van Nuys, CA
    Pasadena, CA
    San Marino, CA
    Sherman Oaks, CA
    San Marino, CA
    San Marino, CA
    San Marino, CA
    Pasadena, CA
Other Businesses

OBA-131852|OrgNmn:Vivian Lo|Org Addr:Alhambra,California,US|OBA Nature:investment in sanitation syste|Invst Rel:N|Title:Sole Proprietor|Duties:aprroval of site contracts for sanitation units |StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-02
  • S66 Uniform Combined State Law Examination
    2014-05-02
Designations
Other Names
  • Vivian Kit Wai Chow

View on SEC IAPD

Other Firms

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MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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