Vivian Lo

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 07/2014 → 03/2020
  Bank Of America, N.A.
  Pasadena, CA
• 03/2020 → Present
  Fidelity Brokerage Services Llc
  Pasadena, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2020-04-07 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Pasadena, CA
• 2014-05-05 → 2020-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Studio City, CA
  Van Nuys, CA
  Pasadena, CA
  San Marino, CA
  Sherman Oaks, CA
  San Marino, CA
  San Marino, CA
  San Marino, CA
  Pasadena, CA

Other Businesses

OBA-131852|OrgNmn:Vivian Lo|Org Addr:Alhambra,California,US|OBA Nature:investment in sanitation syste|Invst Rel:N|Title:Sole Proprietor|Duties:aprroval of site contracts for sanitation units |StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2014-05-02

Designations

• Certified Financial Planner

Other Names

• Vivian Kit Wai Chow